The PMP Exam Audit Process

By applying to take the Project Management Professional (PMP) exam, you also automatically agree to comply with the Project Management Institute (PMI) audit terms. The PMI writes about this in the credentials handbook as follows:

To ensure that only qualified individuals attain credentials from PMI, we routinely conduct audits of candidate applications. The audit process is primarily random however, PMI reserves the right to audit any candidate or PMI credentialed individual at any time.

Here is what you can do in order to make a possible audit go smoothly and what to expect.

First of all, start out by reading the PMI’s Credentials Handbook to learn the basics regarding the audit process. It doesn’t list all the details but it is the only official information that the PMI has published on their website about it.

As you fill in your application for the exam, answer all questions truthfully. The intention of the application is to show that you fulfill the PMI’s eligibility requirements. The intention of and audit is to ensure that only viable candidates apply. Consequentially, If you fill in your application truthfully, then you will have nothing to fear from the audit. This audit process is one of the reasons that the credential retains its high regard.

The audits are completely random and you will be informed via email that you have been selected. This email is usually sent to you the moment that you submit your application. Along with the statement that you have been selected for an audit, the email also contains detailed audit instructions for you.

At this point, it is important to realize that once you are being audited the “clock stops.” By this we mean that you have one year following the submission of your application to take the actual exam. During the audit, this “clock stops” and does not continue until after your audit has been processed. So if your audit takes 6 weeks, then you have one year and six weeks to take the exam.

After informing you that you are audited, the PMI will prepare the “audit package” for you. Log into your account at PMI to find it. This package contains the details that you have submitted for each of your projects on your application. It also contains further instructions. You will now have to do the following:

  • In your application, you named a primary contact persons for each of the projects that you had worked on. Forward the appropriate section of the package to each of your primary contacts. They must now verify that the information listed is correct, print and sign the document, put it into a sealed envelope and then put another signature across the sealed flap of the envelope. And yes, the PMI is very serious about this last one.
  • You will also have to make photocopies of the certificates you received from your training courses, to show that you have received 35 Contact Hours in training related to the 9 PMBOK Guide Knowledge Areas, for instance from The PM PrepCast.
  • Then you will have to send the sealed envelopes and your certificate copies to the PMI for review.
  • PMI will inform you about their decision via email. Should you fail the audit, then the PMI will refund the money that you paid minus an administrative fee of $100.

It is important to realize, that you have the power to expedite the audit process. The sooner you respond, the sooner it is processed. The PMI is usually rather quick in processing your audit documents after you send them in. In some cases it can take as little as 4 days.

Some aspirants choose to proactively resolve any future audit issues even before they are selected. This can be a very effective way in ensuring that you will pass a possible audit. Once you are ready to submit your application to the PMI, submit it to your primary contacts first. Allow them to see your application and tell you if they agree with the information that you have listed. You not only give them an opportunity for input, you also proactively inform them what might be coming during an audit.

About the Author: Cornelius Fichtner, PMP is the host of The Project Management PrepCast, the first true PMP podcast. It’s the easiest way to prepare for and pass the PMP Exam.

9 Comments so far

  1. Rocque (3 comments.) on June 16th, 2009

    This PMP process sounds worse than getting a teaching credential. I guess they are both as tedious but I am sure anyone passing all the requirements to be a Project Manager makes far more money than those of us who prepare children to one day be project managers.
    Your blog has opened up knowledge of the field and what is takes to have a rewarding career that pays well.

  2. Alex (2 comments.) on June 17th, 2009

    Project management is one of my biggest downfalls! thanks for sharing the info, just need to figure out how to use it!
    .-= Alex´s last blog ..Traffic, List Building And Ads Offer By Phil Basten =-.

  3. Luca (2 comments.) on June 17th, 2009

    I had no idea that the Project Management field was so demanding. This is a great resource for anyone taking the Project Management Professional (PMP) exam
    .-= Luca´s last blog ..Seven Simple Tips to Stay on Task =-.

  4. Fiona (2 comments.) on June 18th, 2009

    It sounds like a long and involved process. Do you think the benefits outweigh the challenges in following this system? I am curious to know….
    .-= Fiona´s last blog ..Market Samurai – Rank Tracker Review =-.

  5. Sandy (1 comments.) on June 18th, 2009

    Hi all, thank you for the wonderful feedback and comments.

    Yeah, in a nutshell, the process to becoming certified by PMI as a project manager is tedious and nail-biting. The exam is extremely difficult and very math-oriented. But that also has its blessings.

    To apply to take the exam, you must prove that with an undergraduate degree you have 4500 hours of auditable project management experience.

    The industry standard pass rate on the exam is rumored at 60% – PMI does not publish the pass rate.bIt’s a hard exam. When I took it in 2002, it was 4 hours long and was several hundred questions. A huge chunk of it is math, and that actually turns out to be the easiest part, because the rest of the exam is selecting the best answer from 3 out of 4 “right” answers. You have to learn PMI’s mentality as to what is the best right answer.

    The tedious process and difficulty of the exam is like a double edged sword. It means those become certified are really good at what they do and have a depth and breadth of experience, and have mastered it. And thus are more likely to lead successful projects, which means profit for the company in the private sector, or cost savings and/or best value in the federal government (where I work).

    While becoming certified doesn’t guarantee that you will lead consistently good projects, it does help to keep the certification very meaningful and is usually a pretty good indicator of your ability to execute successful projects.

    Thank you all for commenting!
    .-= Sandy´s last blog ..Article Marketing Strategy =-.

  6. How I Make $300 a Day Online (1 comments.) on June 18th, 2009

    Hey, great post, really well written. You should blog more about this.

  7. Rocque (1 comments.) on June 18th, 2009

    How much do people pay to take this exam? I am just curious. Was that the 1000 dollars or was for the administration fees? Do companies help pay these fees for you?

    Are there apprenticeship programs to get to the level where you feel qualified for the exam, or do you learn this field in universities?

    I do not really know much about being a project manager.
    Thanks.

  8. larryj (1 comments.) on June 18th, 2009

    I suppose it is a good ideal to conduct audits of PMP candidate applications. After all it must be important to have a qualified person on staff. Employers can’t be to careful. Fraud is every where now days, even on job applications. Thanks.

    larryj

  9. Jacque LaMantia (1 comments.) on June 19th, 2009

    Math-oriented…now I know why this looks way too complicated for me! I’d better stick to being the spelling and grammar police.

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